The shared Code of conduct (the code) applies to registered health practitioners in 12 professions. The code sets out National Boards’ expectations of ethical and professional conduct for the health practitioners they regulate.
The code outlines 11 principles which include information about how to apply the code in practice. Underpinning the code is the expectation that practitioners will use their professional judgement to achieve the best possible outcomes for their patients.
The code applies to the following 12 professions:
The code does not apply to the medical, midwifery, nursing or psychology professions who have profession-specific codes of conduct and ethics.
The following case studies have been developed to help you understand and apply the shared Code of conduct (the code) to your practice. These case studies are examples for guidance only and should be read in conjunction with the code. When making decisions about your professional practice, you must consider the circumstances of each case and any other relevant legal and regulatory requirements (e.g. professional standards or guidelines).
The shared Code of conduct does not apply to the following professions:
Amir is a chiropractor who believes Rowan, a more experienced chiropractor at the same practice, has been repeatedly and unfairly critical of his work. Amir has reviewed his work and discussed it with a colleague and they agree that Amir’s practice is at a similar level of competence to his peers. Amir has raised the issue with the other chiropractor but it didn’t help. He considers he is being bullied and is unsure about how to resolve the situation.
Amir reads the code which states at section 5.3 Discrimination, bullying and harassment:
There is no place for discrimination* (including racism), bullying and harassment, including sexual harassment, in healthcare in Australia. Practitioners are expected to contribute to a culture of respect and safety for all. Discrimination, bullying and harassment adversely affect individual health practitioners, increase risk to patients and compromise effective teamwork by healthcare teams. Respect is a cornerstone of good practice and of patient safety. It is a feature of constructive relationships between practitioners, their peers and colleagues on healthcare teams, and with patients. Concerns about disrespectful behaviour are often best handled locally, however where discrimination, bullying and harassment is affecting public safety there may be grounds for regulatory action e.g. consider imposing conditions or accepting an undertaking from the practitioner.
Good practice includes that you:
*Discrimination can be against the law if it based on a person’s race (including colour, national or ethnic origin or immigrant status) or gender, sex, pregnancy or marital status, age, disability or sexual orientation, gender identity and intersex status. AHRC (2014) Workplace discrimination, harassment and bullying.
Amir is stressed and upset about the bullying but feels his performance has not suffered and there is no negative impact on patient safety.
Amir decides the best option is to follow his workplace policies to address his concern and that there is no need to make a notification to the relevant National Board. A colleague supports Amir to make a complaint to management and the issue with Rowan is dealt with in line with the workplace policies.
The National Scheme’s definition of cultural safety has been included in the revised shared code as well as guidance on how you can ensure culturally safe and respectful practice. This inclusion highlights the important role registered practitioners have in achieving equity in health outcomes between Aboriginal and Torres Strait Islander Peoples and other Australians to close the gap.
A case study about cultural safety in healthcare will be published soon.
Yumiko is an occupational therapist employed as the manager in a small healthcare facility. She notices in the facility’s policy and procedure manual that the procedure for staff to report concerns about risks and incidents has not been updated for some time and it’s not clear how concerns should be raised and dealt with.
Yumiko has recently read the code which states at section 7.1 Risk management:
Good practice in relation to risk management includes that you:
*See ACSQHC NSQHS Standards Risk Management Approach
As a manager Yumiko has a responsibility to ensure that the procedure is kept up to date and that all staff are aware of how to report concerns.
It is important that reporting and reviewing risks and incidents is timely so they can be dealt with appropriately to help keep patients safe.
Yumiko seeks input from relevant staff, reviews industry resources and updates the policy and procedure manual. She arranges for all staff to have training on the updated content.
Shane is a dentist who practises in a small dental practice. The practice does not have a procedure for reporting and responding to adverse events and near misses that may result in patient harm.
Shane knows that the code includes information about ensuring systems are in place for managing risks to reduce error and improve patient safety.
Section 7.1 Risk management
*For a definition of clinical governance see the Definitions section. For additional information see the ACSQHC National Model Clinical Governance Framework and ACSQHC Clinical Governance Standard
Shane discusses his concern with the practice owner and they agree that Shane will attend a risk management course and develop a risk management policy for the practice, taking into account material published by the professional association and the practice’s insurers.
After attending the course, Shane speaks with his colleagues and they agree to hold regular meetings with all practice staff to discuss issues or incidents that have or may have led to patient harm. They agree that the outcome of these meetings is not to attribute blame but to find ways to prevent the same problems happening in future.
Maali is an optometrist working in a remote community. Her sister, who lives in the same community and has glaucoma, asks if she can make an appointment with Maali.
Maali reads the code and in particular section 4.8 Personal relationships:
Good practice includes recognising the potential conflicts, risks and complexities of providing care* to those in a close personal relationship. Providing care to anyone you have a close personal relationship with, for example close friends, work colleagues and family members; can be inappropriate because of the lack of objectivity, possible discontinuity of care and risks to the practitioner or patient.
If circumstances require you to provide care to someone in a close relationship, for example in an emergency, good practice requires that you:
* For a definition of providing care see the Definitions section
The code advises that providing care to anyone in a close personal relationship can be inappropriate because of the risks associated with a lack of objectivity.
Because of the remote location there are no other optometrists in the area and Maali knows that regular review appointments of the condition are important for effective glaucoma management. She weighs the risks and decides that she will provide care for her sister.
Maali talks to her sister about the additional risks associated with caring for a close family member and lets her know that she will only provide care at her practice during business hours and that her sister is free to discontinue care at any time.
Maali also explains that if she is concerned that her clinical judgement is affected she will refer her sister to another optometrist for an opinion. Maali ensures that she provides the same level of care to her sister as she would her other patients. She keeps accurate records of her sister’s consent and all care provided.
Trang is an osteopath and her patient tells her about the treatment she recently received from another osteopath who works nearby. Trang is concerned that the practitioner may have placed the public at risk by providing treatment that does not meet professional standards. Trang discusses her concerns with the patient, who does not want to make a notification (complaint).
Trang only has the patient’s account of the treatment provided. As the other practice is close to Trang and the practitioner is in the same profession, she is unsure whether her complaint (notification) might be seen as vexatious.
Trang reads the Vexatious notifications (concerns) section of the code.
Section 8.2 Vexatious notifications (concerns)
A vexatious complaint/concern (notification) is one without substance, made with an intent to cause distress, detriment or harassment to a practitioner named in the notification. Legitimate complaints (notifications) are motivated by genuine concerns about patient safety.
The code states that a complaint motivated by genuine concern about patient safety is not considered vexatious.
Trang makes a voluntary notification about the other practitioner to the Osteopathy Board of Australia.
Mohammod is a podiatrist employed in a small podiatry practice. John, the practitioner who employs him, sets a performance target that Mohammod must sell more of the therapeutic products stocked in the practice. Mohammod reviews his patient numbers and informs John that to achieve the target he would need to sell products to some patients who do not have any signs or symptoms that indicate clinical need for the products.
Mohammod and John read the code and in particular section 8.10 Conflicts of interest which states:
Good practice includes you:
Mohammod and John agree that good care includes the quality use of therapeutic products based on the best available evidence and the patient’s needs.
Mohammod and John agree that that this performance target is not appropriate and they remove the target.
Rebecca is a medical radiation practitioner working in a hospital. In her work, she has access to personal information about patients. She was curious about a friend who had recently attended the hospital and thought she might look up their records.
Rebecca did not know if it was okay to do this, particularly as she did not intend to disclose the information to anyone. Rebecca checked the code and the hospitals policies on accessing patient records.
Rebecca checked the code and in particular section 3.3 Confidentiality and privacy which states:
To protect privacy and confidentiality, good practice includes that you:
Rebecca did not access her friends’ records. She is now aware that unless she was professionally involved in the care of the person, she should not access their records, even if she did not intend to share the information with anyone else. She understands that breaching the code and the hospital’s policy could result in disciplinary action.